About The Client
The client is a leading governance, risk, and compliance (GRC) advisor to the global financial services companies. With deep regulatory expertise and advanced technology capabilities, the organization helps financial firms streamline and strengthen compliance oversight, surveillance, and monitoring programs.
Business Challenge
Operating in highly regulated markets, the client faced growing complexity in ensuring consistent quality, compliance, and speed. As regulatory expectations increased and product capabilities expanded, traditional testing approaches were no longer sufficient.
Specifically, the client needed to address the following challenges:
- To test complex web of regulations, standards, and requirements that vary by industry, region and jurisdiction.
- To test seamless integration and data flow between 3rd party systems.
- Testing audit trails and reports for accuracy and completeness.
- Automation frameworks to generate detailed test reports and documentation to support audit and compliance requirement effectively.
- Building and maintaining automated tests for new changes for Regtech modules e.g. AML, MAS, BestEX, Market Review etc.
Tools & Technologies
The solution leveraged a modern, enterprise-grade testing and automation stack to ensure scalability, reliability, and ease of maintenance.
API Automation:
Java Rest-assured, Extent Report, Jackson, Spring, Spring-web, Swagger-annotation, Log4j- UI Automation:
WebDriverIO, Typescript, Mocha,Allure, Socker/Lambda Test Function Testing:
Test Rail, JIRA
What did we do?
To address these challenges, we designed and implemented a scalable, compliance-focused test automation framework tailored to the client’s regulatory and operational needs. The approach focused on reusability, automation-first testing, and audit-ready documentation.
Key initiatives included:
- Auto generating test documentations/reporting (HTML, Excel, PDF format)
- Flexible and rich framework to cater the need of most of the transaction’s workflows bases on regional or international compliance for capital investment.
- Easily handled API automation
- Automated Workflows including databases, distributed systems
- Deploying Pre-built reusable test cases/Script for AML. Regulatory, Risk Assessment and Management, Market Abuse Surveillance, e-commerce and other frequently encountered sectors of regulatory compliance.
Business Outcome
The automation framework delivered measurable improvements in productivity, quality, and cost efficiency while significantly reducing dependency on manual testing efforts.
Increases test design productivity by upto 2x-3x by using reusable test cases
Auto generates 100% Test Documentation/Report (e.g in Excel, HTML, PDF Formats)
Auto generates API automation test scripts in Java
- 5400+ test cases Automated
- 526 hrs. of Manual Effort saved per release
- 62% reduced end-to-end testing effort per release
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